LPL Financial


LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker/dealer*. We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. Securities and Advisory Services offered through LPL Financial. A registered investment advisor, Member FINRA/SIPC. Follow us on Twitter @lpl. • Third party posts found on this profile do not reflect the views of LPL and have not been reviewed by LPL as to accuracy or completeness.

United States

Financial Services


Independent Broker/Dealer Institution Services RIA Independent Advisors Custom Clearing Services Financial Services

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Tony Herrera
Sr. Vice President at LPL Financial
Barbara. Peck
VP Trust Consultant at LPL Financial
Marcy M. Shipman
Senior Learning Consultant at LPL Financial
Theodore Brakatselos
Wealth Advisor, Registered Principal at LPL Financial
Michael Rossell
Alternative Investments Consultant at LPL Financial
Rachael Negrete
Insurance Case Manager at LPL Financial
John Vorvolakos
Financial Advisor at LPL Financial
Steve Dunstone
VP, Trading Compliance at LPL Financial

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