Financial services, corporate and securities attorney with both in-house and large firm experience representing public and private companies in a wide range of regulatory, transactional and securities matters. Key experience in includes extensive experience with SEC, advising broker-dealer, investment adviser and insurance company internal clients; managing all aspects of M&A and other commercial ...
|Title||Chief Compliance Officer, PNC Investments|
|Skills||Securities, Investment Advisers Act, Insurance Law, Investment Company Act,|
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