NRS
National Regulatory Services (NRS), a COMPLY company, is an advanced provider of compliance and registration products and services for investment advisers, broker-dealers, hedge funds, investment comp...load more
NRS's Basic Information
Industry
Financial Services
Headquarters
Lakeville, Minnesota, United States
Website
Founded Year
1984
Headcount
201 - 500 ( View All )
Specialties
Investment Adviser ComplianceBroker-Dealer ComplianceHedge Fund and Private Fund ComplianceInvestment Company ComplianceBlue Sky ComplianceInvestment Adviser Certified Compliance Professional® Program (IACCP®)Form ADVRegulation Best InterestForm CRSForm ADV Part 2bSecurities Licensing Exam PrepSeries Exam PrepInvestment Adviser Compliance EducationBroker Dealer Compliance EducationCompliance Annual ReviewCybersecurityAnti Money Laundering AuditMock SEC ExaminationAnnual Updating AmendmentBlue Sky Permit AdministrationReg D Rule 506 RegistrationInvestment Adviser RegistrationBroker Dealer RegistrationAnnual Compliance MeetingsAnnual Compliance QuestionairreFirm Element TrainingFINRA EducationSecurities Industry EssentialsSeries 6Series 7Series 9Series 10Series 24Series 63Series 65Series 66Advertising ReviewFINRA Rule 2210Branch Audit TechnologyDisclosures and AttestationsGifts and EntertainmentFINRA Rule 3220MSRB G-20On Demand Compliance Education
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Frequently Asked Questions Regarding NRS
Where is NRS's headquarter located?
NRS's headquarter are located at United States.
How many employees does NRS have?
NRS has 201 - 500 employees.
What is NRS's official website?
NRS's official website is https://www.nrs-inc.com
What industry does NRS belong to?
NRS is in the industry ofFinancial Services
What does NRS do?
National Regulatory Services (NRS), a COMPLY company, is an advanced provider of compliance and registration products and services for investment advisers, broker-dealers, hedge funds, investment comp...
What specialty does NRS have?
Investment Adviser ComplianceBroker-Dealer ComplianceHedge Fund and Private Fund ComplianceInvestment Company ComplianceBlue Sky ComplianceInvestment Adviser Certified Compliance Professional® Program (IACCP®)Form ADVRegulation Best InterestForm CRSForm ADV Part 2bSecurities Licensing Exam PrepSeries Exam PrepInvestment Adviser Compliance EducationBroker Dealer Compliance EducationCompliance Annual ReviewCybersecurityAnti Money Laundering AuditMock SEC ExaminationAnnual Updating AmendmentBlue Sky Permit AdministrationReg D Rule 506 RegistrationInvestment Adviser RegistrationBroker Dealer RegistrationAnnual Compliance MeetingsAnnual Compliance QuestionairreFirm Element TrainingFINRA EducationSecurities Industry EssentialsSeries 6Series 7Series 9Series 10Series 24Series 63Series 65Series 66Advertising ReviewFINRA Rule 2210Branch Audit TechnologyDisclosures and AttestationsGifts and EntertainmentFINRA Rule 3220MSRB G-20On Demand Compliance Education
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